Articles From Jonathan E. Richman

SEC Defeats Motion to Dismiss Insider Trading Complaint Alleging Novel ‘Shadow Trading’ Theory By Jonathan E. Richman & Julia D. Alonzo Corporate Law Departments, February 2022 The SEC prevailed on a motion to dismiss a closely watched lawsuit alleging that the defendant had engaged in insider trading based on news about a not-yet-public corporate acquisition when he purchased securities of a company not involved in that deal.

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