Section Newsletters

Articles From Robert J. Wild

SEC simplifies Securities Act registration procedures and modernizes issuer Communications By Robert J. Wild Business and Securities Law, November 2005 The Securities and Exchange Commission adopted significant changes to the securities registration and offering processes under the Securities Act of 1933 (the “Securities Act”). Release No. 33-8591 dated July 19, 2005, available at http://sec.gov/rules/final/33-8591.pdf
New SEC Form 8-K: Shortened filing deadline and expanded filing requirements By Robert J. Wild Business and Securities Law, October 2004 As of August 23, 2004, Form 8-K, Current Report under the Securities Exchange Act of 1934, is required to be filed four business days after the event triggering the filing obligation. Form 8-K now has 21 items that trigger a report.
SEC adopts new rules on auditor independence pursuant to the Sarbanes-Oxley Act By Robert J. Wild Business and Securities Law, June 2003 The Securities and Exchange Commission (SEC) has adopted new rules governing the relationship between audit firms and their audit clients under which certain non-audit services are prohibited, conflict of interest standards and audit partner rotation requirements are strengthened, and the relationship between the independent auditor and the audit committee is clarified and enhanced.

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